MCP MeasureMCP Measure

Index beobachtet

coso-mcp

Open COSO internal-control review MCP: scope, risk, controls, sampling, testing, workpapers.

Sollte ich dies verwenden

Qualität und Sicherheit

A
Qualität der Beschreibung
88%
Vollständigkeit des Schemas
74%
Qualität der Benennung
95%
Risiko der Vergiftung
100%
Übereinstimmung der Berechtigungen
100%
Einhaltung des Protokolls
100%

Befunde (10)

  • LOWTool 'get_server_info' description lacks action verbin get_server_info
  • LOWTool 'get_principle' description lacks action verbin get_principle
  • LOWTool 'get_component' description lacks action verbin get_component
  • LOWTool 'get_engagement' description lacks action verbin get_engagement
  • LOWTool 'register_risk' description lacks action verbin register_risk
  • LOWTool 'register_control' description lacks action verbin register_control
  • LOWTool 'compute_sample_size' description lacks action verbin compute_sample_size
  • LOWTool 'classify_deficiency' description lacks action verbin classify_deficiency
  • LOWTool 'assess_principle' description lacks action verbin assess_principle
  • LOWTool 'assess_component' description lacks action verbin assess_component

Basierend auf einer automatisierten Analyse der Tool-Definitionen und der Einhaltung des Protokolls.

Kontextkosten

~7,932Tokens (Tool-Definitionen)
~1.9 KBTypische Antwortgröße
Erhebliche Auswirkung auf die Aufmerksamkeit (6.20% von 128k Kontext)

Dies ist die ungefähre Anzahl der Tokens, die jedes Mal verbraucht werden, wenn die Tools des Servers in den Kontext eines Modells geladen werden. Höhere Werte verringern die Aufmerksamkeit, die für andere Aufgaben verfügbar ist.

Installieren

Installation mit einem Klick

Fügen Sie dies Ihrer Datei `claude_desktop_config.json` hinzu:

{
  "mcpServers": {
    "coso-mcp": {
      "command": "npx",
      "args": [
        "@simonmak-ascent/coso-mcp"
      ]
    }
  }
}

Ausführbare Pakete

npm@simonmak-ascent/coso-mcp0.1.1stdio

Remote-Endpunkte

https://internal-control.ascent-partners.com/mcpstreamable-http

Was es kann

Tool-Inventar

Tools (39)

🟢 Nur lesen🟡 Schreiben🔴 Löschen⚪ Unbekannt
🟢get_server_info

Return the server identity, the COSO framework it covers, and the mandatory disclaimer.

Eingabe-Schema

{
  "type": "object",
  "properties": {},
  "$schema": "https://json-schema.org/draft/2020-12/schema"
}

Ausgabe-Schema

{
  "type": "object",
  "properties": {
    "name": {
      "type": "string"
    },
    "version": {
      "type": "string"
    },
    "title": {
      "type": "string"
    },
    "description": {
      "type": "string"
    },
    "framework": {
      "type": "string"
    },
    "disclaimer": {
      "type": "string"
    }
  },
  "required": [
    "name",
    "version",
    "title",
    "description",
    "framework",
    "disclaimer"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema",
  "additionalProperties": false
}
🟢list_components

List the five components of the COSO Internal Control—Integrated Framework (ICIF-2013).

Eingabe-Schema

{
  "type": "object",
  "properties": {},
  "$schema": "https://json-schema.org/draft/2020-12/schema"
}

Ausgabe-Schema

{
  "type": "object",
  "properties": {
    "framework": {
      "type": "string"
    },
    "count": {
      "type": "number"
    },
    "components": {
      "type": "array",
      "items": {
        "type": "object",
        "properties": {
          "id": {
            "type": "string",
            "enum": [
              "control-environment",
              "risk-assessment",
              "control-activities",
              "information-communication",
              "monitoring-activities"
            ]
          },
          "number": {
            "type": "number"
          },
          "name": {
            "type": "string"
          },
          "summary": {
            "type": "string"
          },
          "principles": {
            "type": "array",
            "items": {
              "type": "number"
            }
          }
        },
        "required": [
          "id",
          "number",
          "name",
          "summary",
          "principles"
        ],
        "additionalProperties": false
      }
    }
  },
  "required": [
    "framework",
    "count",
    "components"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema",
  "additionalProperties": false
}
🟢list_principles(component)

List the 17 principles of the COSO ICIF-2013, optionally filtered to a single component.

Eingabe-Schema

{
  "type": "object",
  "properties": {
    "component": {
      "description": "Restrict to a single component id.",
      "type": "string",
      "enum": [
        "control-environment",
        "risk-assessment",
        "control-activities",
        "information-communication",
        "monitoring-activities"
      ]
    }
  },
  "$schema": "https://json-schema.org/draft/2020-12/schema"
}

Ausgabe-Schema

{
  "type": "object",
  "properties": {
    "framework": {
      "type": "string"
    },
    "count": {
      "type": "number"
    },
    "principles": {
      "type": "array",
      "items": {
        "type": "object",
        "properties": {
          "number": {
            "type": "number"
          },
          "id": {
            "type": "string"
          },
          "component": {
            "type": "string",
            "enum": [
              "control-environment",
              "risk-assessment",
              "control-activities",
              "information-communication",
              "monitoring-activities"
            ]
          },
          "statement": {
            "type": "string"
          }
        },
        "required": [
          "number",
          "id",
          "component",
          "statement"
        ],
        "additionalProperties": false
      }
    }
  },
  "required": [
    "framework",
    "count",
    "principles"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema",
  "additionalProperties": false
}
🟢get_principle(number, id)

Return a single COSO principle by framework number or slug, including its paraphrased points of focus.

Eingabe-Schema

{
  "type": "object",
  "properties": {
    "number": {
      "type": "integer",
      "minimum": 1,
      "maximum": 17
    },
    "id": {
      "type": "string"
    }
  },
  "$schema": "https://json-schema.org/draft/2020-12/schema"
}

Ausgabe-Schema

{
  "type": "object",
  "properties": {
    "found": {
      "type": "boolean"
    },
    "principle": {
      "anyOf": [
        {
          "type": "object",
          "properties": {
            "number": {
              "type": "number"
            },
            "id": {
              "type": "string"
            },
            "component": {
              "type": "string",
              "enum": [
                "control-environment",
                "risk-assessment",
                "control-activities",
                "information-communication",
                "monitoring-activities"
              ]
            },
            "statement": {
              "type": "string"
            },
            "pointsOfFocus": {
              "type": "array",
              "items": {
                "type": "object",
                "properties": {
                  "id": {
                    "type": "string"
                  },
                  "summary": {
                    "type": "string"
                  }
                },
                "required": [
                  "id",
                  "summary"
                ],
                "additionalProperties": false
              }
            }
          },
          "required": [
            "number",
            "id",
            "component",
            "statement",
            "pointsOfFocus"
          ],
          "additionalProperties": false
        },
        {
          "type": "null"
        }
      ]
    }
  },
  "required": [
    "found",
    "principle"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema",
  "additionalProperties": false
}
🟢get_component(id)

Return a single COSO component by id, with its principles.

Eingabe-Schema

{
  "type": "object",
  "properties": {
    "id": {
      "type": "string",
      "enum": [
        "control-environment",
        "risk-assessment",
        "control-activities",
        "information-communication",
        "monitoring-activities"
      ]
    }
  },
  "required": [
    "id"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema"
}

Ausgabe-Schema

{
  "type": "object",
  "properties": {
    "found": {
      "type": "boolean"
    },
    "component": {
      "anyOf": [
        {
          "type": "object",
          "properties": {
            "id": {
              "type": "string",
              "enum": [
                "control-environment",
                "risk-assessment",
                "control-activities",
                "information-communication",
                "monitoring-activities"
              ]
            },
            "number": {
              "type": "number"
            },
            "name": {
              "type": "string"
            },
            "summary": {
              "type": "string"
            },
            "principles": {
              "type": "array",
              "items": {
                "type": "number"
              }
            }
          },
          "required": [
            "id",
            "number",
            "name",
            "summary",
            "principles"
          ],
          "additionalProperties": false
        },
        {
          "type": "null"
        }
      ]
    }
  },
  "required": [
    "found",
    "component"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema",
  "additionalProperties": false
}
🟢list_objective_categories

List the three COSO objective categories (operations, reporting, compliance).

Eingabe-Schema

{
  "type": "object",
  "properties": {},
  "$schema": "https://json-schema.org/draft/2020-12/schema"
}

Ausgabe-Schema

{
  "type": "object",
  "properties": {
    "count": {
      "type": "number"
    },
    "objectiveCategories": {
      "type": "array",
      "items": {
        "type": "object",
        "properties": {
          "id": {
            "type": "string"
          },
          "name": {
            "type": "string"
          },
          "summary": {
            "type": "string"
          }
        },
        "required": [
          "id",
          "name",
          "summary"
        ],
        "additionalProperties": false
      }
    }
  },
  "required": [
    "count",
    "objectiveCategories"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema",
  "additionalProperties": false
}
🟢list_assertions

List the assertions used to frame control objectives: completeness, existence/occurrence, accuracy, valuation, obligations/rights, presentation/disclosure.

Eingabe-Schema

{
  "type": "object",
  "properties": {},
  "$schema": "https://json-schema.org/draft/2020-12/schema"
}

Ausgabe-Schema

{
  "type": "object",
  "properties": {
    "count": {
      "type": "number"
    },
    "assertions": {
      "type": "array",
      "items": {
        "type": "object",
        "properties": {
          "id": {
            "type": "string"
          },
          "label": {
            "type": "string"
          }
        },
        "required": [
          "id",
          "label"
        ],
        "additionalProperties": false
      }
    }
  },
  "required": [
    "count",
    "assertions"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema",
  "additionalProperties": false
}
🟡create_engagement(title, entity, period, id, materiality)

Create a new internal-control review engagement. Returns the engagement id used by all later tools.

Eingabe-Schema

{
  "type": "object",
  "properties": {
    "title": {
      "type": "string",
      "minLength": 1,
      "description": "Engagement title."
    },
    "entity": {
      "type": "string",
      "minLength": 1,
      "description": "Entity or business unit under review."
    },
    "period": {
      "description": "Review period, e.g. 2025 or 2025-H2.",
      "type": "string",
      "minLength": 1
    },
    "id": {
      "description": "Optional explicit engagement id.",
      "type": "string",
      "pattern": "^[A-Za-z0-9][A-Za-z0-9_-]{0,63}$"
    },
    "materiality": {
      "type": "object",
      "properties": {
        "basis": {
          "type": "string"
        },
        "amount": {
          "type": "number"
        },
        "currency": {
          "type": "string"
        }
      }
    }
  },
  "required": [
    "title",
    "entity"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema"
}

Ausgabe-Schema

{
  "type": "object",
  "properties": {
    "engagement": {
      "type": "object",
      "properties": {
        "id": {
          "type": "string"
        },
        "title": {
          "type": "string"
        },
        "entity": {
          "type": "string"
        },
        "period": {
          "type": "string"
        },
        "framework": {
          "type": "string"
        },
        "status": {
          "type": "string"
        },
        "createdAt": {
          "type": "string"
        },
        "updatedAt": {
          "type": "string"
        }
      },
      "required": [
        "id",
        "title",
        "entity",
        "framework",
        "status",
        "createdAt",
        "updatedAt"
      ],
      "additionalProperties": false
    }
  },
  "required": [
    "engagement"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema",
  "additionalProperties": false
}
🟢get_engagement(id)

Return an engagement by id.

Eingabe-Schema

{
  "type": "object",
  "properties": {
    "id": {
      "type": "string",
      "pattern": "^[A-Za-z0-9][A-Za-z0-9_-]{0,63}$"
    }
  },
  "required": [
    "id"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema"
}

Ausgabe-Schema

{
  "type": "object",
  "properties": {
    "found": {
      "type": "boolean"
    },
    "engagement": {
      "anyOf": [
        {},
        {
          "type": "null"
        }
      ]
    }
  },
  "required": [
    "found",
    "engagement"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema",
  "additionalProperties": false
}
🟢list_engagements

List all engagement ids and titles.

Eingabe-Schema

{
  "type": "object",
  "properties": {},
  "$schema": "https://json-schema.org/draft/2020-12/schema"
}

Ausgabe-Schema

{
  "type": "object",
  "properties": {
    "count": {
      "type": "number"
    },
    "engagements": {
      "type": "array",
      "items": {
        "type": "object",
        "properties": {
          "id": {
            "type": "string"
          },
          "title": {
            "type": "string"
          },
          "entity": {
            "type": "string"
          },
          "status": {
            "type": "string"
          }
        },
        "required": [
          "id",
          "title",
          "entity",
          "status"
        ],
        "additionalProperties": false
      }
    }
  },
  "required": [
    "count",
    "engagements"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema",
  "additionalProperties": false
}
🟡add_scope_item(engagementId, area, objectiveCategory, assertions, rationale, ...)

Add a significant account/process to the review scope, with its objective category and assertions.

Eingabe-Schema

{
  "type": "object",
  "properties": {
    "engagementId": {
      "type": "string",
      "pattern": "^[A-Za-z0-9][A-Za-z0-9_-]{0,63}$"
    },
    "area": {
      "type": "string",
      "minLength": 1,
      "description": "Significant account or process."
    },
    "objectiveCategory": {
      "type": "string",
      "enum": [
        "operations",
        "reporting",
        "compliance"
      ]
    },
    "assertions": {
      "default": [],
      "type": "array",
      "items": {
        "type": "string",
        "enum": [
          "completeness",
          "existence-occurrence",
          "accuracy",
          "valuation",
          "obligations-rights",
          "presentation-disclosure"
        ]
      }
    },
    "rationale": {
      "type": "string"
    },
    "inScope": {
      "default": true,
      "type": "boolean"
    }
  },
  "required": [
    "engagementId",
    "area",
    "objectiveCategory"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema"
}

Ausgabe-Schema

{
  "type": "object",
  "properties": {
    "scopeItem": {}
  },
  "required": [
    "scopeItem"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema",
  "additionalProperties": false
}
🟢list_scope_items(engagementId)

List the scope items for an engagement.

Eingabe-Schema

{
  "type": "object",
  "properties": {
    "engagementId": {
      "type": "string",
      "pattern": "^[A-Za-z0-9][A-Za-z0-9_-]{0,63}$"
    }
  },
  "required": [
    "engagementId"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema"
}

Ausgabe-Schema

{
  "type": "object",
  "properties": {
    "count": {
      "type": "number"
    },
    "scopeItems": {
      "type": "array",
      "items": {}
    }
  },
  "required": [
    "count",
    "scopeItems"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema",
  "additionalProperties": false
}
⚪register_risk(engagementId, description, cause, impact, likelihood, ...)

Register a risk to objectives, with likelihood, assertions, related COSO principles and a fraud flag.

Eingabe-Schema

{
  "type": "object",
  "properties": {
    "engagementId": {
      "type": "string",
      "pattern": "^[A-Za-z0-9][A-Za-z0-9_-]{0,63}$"
    },
    "description": {
      "type": "string",
      "minLength": 1
    },
    "cause": {
      "type": "string"
    },
    "impact": {
      "type": "string"
    },
    "likelihood": {
      "default": "medium",
      "type": "string",
      "enum": [
        "low",
        "medium",
        "high"
      ]
    },
    "assertions": {
      "default": [],
      "type": "array",
      "items": {
        "type": "string",
        "enum": [
          "completeness",
          "existence-occurrence",
          "accuracy",
          "valuation",
          "obligations-rights",
          "presentation-disclosure"
        ]
      }
    },
    "principles": {
      "default": [],
      "type": "array",
      "items": {
        "type": "integer",
        "minimum": 1,
        "maximum": 17
      }
    },
    "fraud": {
      "default": false,
      "type": "boolean"
    },
    "scopeItemId": {
      "type": "string",
      "pattern": "^[A-Za-z0-9][A-Za-z0-9_-]{0,63}$"
    }
  },
  "required": [
    "engagementId",
    "description"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema"
}

Ausgabe-Schema

{
  "type": "object",
  "properties": {
    "risk": {}
  },
  "required": [
    "risk"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema",
  "additionalProperties": false
}
🟢list_risks(engagementId)

List the risks registered for an engagement.

Eingabe-Schema

{
  "type": "object",
  "properties": {
    "engagementId": {
      "type": "string",
      "pattern": "^[A-Za-z0-9][A-Za-z0-9_-]{0,63}$"
    }
  },
  "required": [
    "engagementId"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema"
}

Ausgabe-Schema

{
  "type": "object",
  "properties": {
    "count": {
      "type": "number"
    },
    "risks": {
      "type": "array",
      "items": {}
    }
  },
  "required": [
    "count",
    "risks"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema",
  "additionalProperties": false
}
⚪register_control(engagementId, description, type, frequency, key, ...)

Register a key control with its type, frequency, linked risks, assertions and COSO principles.

Eingabe-Schema

{
  "type": "object",
  "properties": {
    "engagementId": {
      "type": "string",
      "pattern": "^[A-Za-z0-9][A-Za-z0-9_-]{0,63}$"
    },
    "description": {
      "type": "string",
      "minLength": 1
    },
    "type": {
      "type": "string",
      "enum": [
        "manual",
        "automated",
        "it-dependent-manual"
      ]
    },
    "frequency": {
      "type": "string",
      "enum": [
        "annual",
        "quarterly",
        "monthly",
        "weekly",
        "daily",
        "per-transaction"
      ]
    },
    "key": {
      "default": true,
      "type": "boolean"
    },
    "riskIds": {
      "default": [],
      "type": "array",
      "items": {
        "type": "string",
        "pattern": "^[A-Za-z0-9][A-Za-z0-9_-]{0,63}$"
      }
    },
    "assertions": {
      "default": [],
      "type": "array",
      "items": {
        "type": "string",
        "enum": [
          "completeness",
          "existence-occurrence",
          "accuracy",
          "valuation",
          "obligations-rights",
          "presentation-disclosure"
        ]
      }
    },
    "principles": {
      "default": [],
      "type": "array",
      "items": {
        "type": "integer",
        "minimum": 1,
        "maximum": 17
      }
    },
    "owner": {
      "type": "string"
    },
    "scopeItemId": {
      "type": "string",
      "pattern": "^[A-Za-z0-9][A-Za-z0-9_-]{0,63}$"
    }
  },
  "required": [
    "engagementId",
    "description",
    "type",
    "frequency"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema"
}

Ausgabe-Schema

{
  "type": "object",
  "properties": {
    "control": {}
  },
  "required": [
    "control"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema",
  "additionalProperties": false
}
🟢list_controls(engagementId)

List the controls registered for an engagement.

Eingabe-Schema

{
  "type": "object",
  "properties": {
    "engagementId": {
      "type": "string",
      "pattern": "^[A-Za-z0-9][A-Za-z0-9_-]{0,63}$"
    }
  },
  "required": [
    "engagementId"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema"
}

Ausgabe-Schema

{
  "type": "object",
  "properties": {
    "count": {
      "type": "number"
    },
    "controls": {
      "type": "array",
      "items": {}
    }
  },
  "required": [
    "count",
    "controls"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema",
  "additionalProperties": false
}
🟢get_audit_log(engagementId)

Return the append-only audit events recorded for an engagement.

Eingabe-Schema

{
  "type": "object",
  "properties": {
    "engagementId": {
      "type": "string",
      "pattern": "^[A-Za-z0-9][A-Za-z0-9_-]{0,63}$"
    }
  },
  "required": [
    "engagementId"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema"
}

Ausgabe-Schema

{
  "type": "object",
  "properties": {
    "count": {
      "type": "number"
    },
    "events": {
      "type": "array",
      "items": {}
    }
  },
  "required": [
    "count",
    "events"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema",
  "additionalProperties": false
}
🟢compute_sample_size(frequency, risk, populationSize, priorDeficiency, externalReliance)

Recommend a sample size for a control from its frequency, risk and population size, with a documented rationale.

Eingabe-Schema

{
  "type": "object",
  "properties": {
    "frequency": {
      "type": "string",
      "enum": [
        "annual",
        "quarterly",
        "monthly",
        "weekly",
        "daily",
        "per-transaction"
      ]
    },
    "risk": {
      "default": "moderate",
      "type": "string",
      "enum": [
        "low",
        "moderate",
        "high"
      ]
    },
    "populationSize": {
      "type": "integer",
      "exclusiveMinimum": 0,
      "maximum": 9007199254740991
    },
    "priorDeficiency": {
      "default": false,
      "type": "boolean"
    },
    "externalReliance": {
      "default": false,
      "type": "boolean"
    }
  },
  "required": [
    "frequency"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema"
}

Ausgabe-Schema

{
  "type": "object",
  "properties": {
    "frequency": {
      "type": "string"
    },
    "requestedRisk": {
      "type": "string"
    },
    "effectiveRisk": {
      "type": "string"
    },
    "recommended": {
      "type": "number"
    },
    "populationSize": {
      "type": "number"
    },
    "capped": {
      "type": "boolean"
    },
    "rationale": {
      "type": "string"
    }
  },
  "required": [
    "frequency",
    "requestedRisk",
    "effectiveRisk",
    "recommended",
    "capped",
    "rationale"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema",
  "additionalProperties": false
}
🟡create_population(engagementId, controlId, description, period, currency, ...)

Register the population for a control — either an explicit item list or a declared size. Bounded to 10000 items.

Eingabe-Schema

{
  "type": "object",
  "properties": {
    "engagementId": {
      "type": "string",
      "pattern": "^[A-Za-z0-9][A-Za-z0-9_-]{0,63}$"
    },
    "controlId": {
      "type": "string",
      "pattern": "^[A-Za-z0-9][A-Za-z0-9_-]{0,63}$"
    },
    "description": {
      "type": "string",
      "minLength": 1
    },
    "period": {
      "type": "string"
    },
    "currency": {
      "type": "string"
    },
    "items": {
      "maxItems": 10000,
      "type": "array",
      "items": {
        "type": "object",
        "properties": {
          "reference": {
            "type": "string",
            "minLength": 1
          },
          "date": {
            "type": "string"
          },
          "amount": {
            "type": "number"
          }
        },
        "required": [
          "reference"
        ]
      }
    },
    "declaredSize": {
      "type": "integer",
      "minimum": 0,
      "maximum": 9007199254740991
    }
  },
  "required": [
    "engagementId",
    "description"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema"
}

Ausgabe-Schema

{
  "type": "object",
  "properties": {
    "population": {}
  },
  "required": [
    "population"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema",
  "additionalProperties": false
}
🟢list_populations(engagementId)

List the populations registered for an engagement.

Eingabe-Schema

{
  "type": "object",
  "properties": {
    "engagementId": {
      "type": "string",
      "pattern": "^[A-Za-z0-9][A-Za-z0-9_-]{0,63}$"
    }
  },
  "required": [
    "engagementId"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema"
}

Ausgabe-Schema

{
  "type": "object",
  "properties": {
    "count": {
      "type": "number"
    },
    "populations": {
      "type": "array",
      "items": {}
    }
  },
  "required": [
    "count",
    "populations"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema",
  "additionalProperties": false
}
🟢select_sample(engagementId, populationId, controlId, method, sampleSize, ...)

Select a reproducible sample from a population. Seeded (deterministic) for random/systematic/haphazard; targeted takes explicit references. Records the method, seed and references.

Eingabe-Schema

{
  "type": "object",
  "properties": {
    "engagementId": {
      "type": "string",
      "pattern": "^[A-Za-z0-9][A-Za-z0-9_-]{0,63}$"
    },
    "populationId": {
      "type": "string",
      "pattern": "^[A-Za-z0-9][A-Za-z0-9_-]{0,63}$"
    },
    "controlId": {
      "type": "string",
      "pattern": "^[A-Za-z0-9][A-Za-z0-9_-]{0,63}$"
    },
    "method": {
      "type": "string",
      "enum": [
        "random",
        "systematic",
        "targeted",
        "haphazard"
      ]
    },
    "sampleSize": {
      "type": "integer",
      "exclusiveMinimum": 0,
      "maximum": 9007199254740991
    },
    "seed": {
      "type": "integer",
      "minimum": 0,
      "maximum": 9007199254740991
    },
    "rationale": {
      "type": "string"
    },
    "targetedReferences": {
      "type": "array",
      "items": {
        "type": "string",
        "minLength": 1
      }
    }
  },
  "required": [
    "engagementId",
    "populationId",
    "method"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema"
}

Ausgabe-Schema

{
  "type": "object",
  "properties": {
    "sample": {}
  },
  "required": [
    "sample"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema",
  "additionalProperties": false
}
⚪record_test_result(engagementId, controlId, sampleId, populationId, attribute, ...)

Record attribute-level outcomes (pass/fail/na) for a tested sample, with an optional conclusion.

Eingabe-Schema

{
  "type": "object",
  "properties": {
    "engagementId": {
      "type": "string",
      "pattern": "^[A-Za-z0-9][A-Za-z0-9_-]{0,63}$"
    },
    "controlId": {
      "type": "string",
      "pattern": "^[A-Za-z0-9][A-Za-z0-9_-]{0,63}$"
    },
    "sampleId": {
      "type": "string",
      "pattern": "^[A-Za-z0-9][A-Za-z0-9_-]{0,63}$"
    },
    "populationId": {
      "type": "string",
      "pattern": "^[A-Za-z0-9][A-Za-z0-9_-]{0,63}$"
    },
    "attribute": {
      "type": "string",
      "minLength": 1,
      "description": "The control attribute/objective tested."
    },
    "procedure": {
      "type": "string"
    },
    "results": {
      "minItems": 1,
      "type": "array",
      "items": {
        "type": "object",
        "properties": {
          "reference": {
            "type": "string",
            "minLength": 1
          },
          "outcome": {
            "type": "string",
            "enum": [
              "pass",
              "fail",
              "na"
            ]
          },
          "evidenceRef": {
            "type": "string"
          },
          "note": {
            "type": "string"
          }
        },
        "required": [
          "reference",
          "outcome"
        ]
      }
    },
    "conclusion": {
      "type": "string",
      "enum": [
        "effective",
        "effective-with-exceptions",
        "deficiency",
        "not-concluded"
      ]
    },
    "preparedBy": {
      "type": "string"
    }
  },
  "required": [
    "engagementId",
    "controlId",
    "sampleId",
    "attribute",
    "results"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema"
}

Ausgabe-Schema

{
  "type": "object",
  "properties": {
    "testResult": {}
  },
  "required": [
    "testResult"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema",
  "additionalProperties": false
}
🟢list_test_results(engagementId)

List the test results recorded for an engagement.

Eingabe-Schema

{
  "type": "object",
  "properties": {
    "engagementId": {
      "type": "string",
      "pattern": "^[A-Za-z0-9][A-Za-z0-9_-]{0,63}$"
    }
  },
  "required": [
    "engagementId"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema"
}

Ausgabe-Schema

{
  "type": "object",
  "properties": {
    "count": {
      "type": "number"
    },
    "testResults": {
      "type": "array",
      "items": {}
    }
  },
  "required": [
    "count",
    "testResults"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema",
  "additionalProperties": false
}
⚪note_exception(engagementId, testResultId, reference, description, rootCause, ...)

Record an exception identified during testing, with root cause, impact and any compensating control.

Eingabe-Schema

{
  "type": "object",
  "properties": {
    "engagementId": {
      "type": "string",
      "pattern": "^[A-Za-z0-9][A-Za-z0-9_-]{0,63}$"
    },
    "testResultId": {
      "type": "string",
      "pattern": "^[A-Za-z0-9][A-Za-z0-9_-]{0,63}$"
    },
    "reference": {
      "type": "string",
      "minLength": 1,
      "description": "The sample item reference the exception relates to."
    },
    "description": {
      "type": "string",
      "minLength": 1
    },
    "rootCause": {
      "type": "string"
    },
    "impact": {
      "type": "string"
    },
    "compensatingControl": {
      "type": "string"
    }
  },
  "required": [
    "engagementId",
    "testResultId",
    "reference",
    "description"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema"
}

Ausgabe-Schema

{
  "type": "object",
  "properties": {
    "exception": {}
  },
  "required": [
    "exception"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema",
  "additionalProperties": false
}
🟢list_exceptions(engagementId)

List the exceptions recorded for an engagement.

Eingabe-Schema

{
  "type": "object",
  "properties": {
    "engagementId": {
      "type": "string",
      "pattern": "^[A-Za-z0-9][A-Za-z0-9_-]{0,63}$"
    }
  },
  "required": [
    "engagementId"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema"
}

Ausgabe-Schema

{
  "type": "object",
  "properties": {
    "count": {
      "type": "number"
    },
    "exceptions": {
      "type": "array",
      "items": {}
    }
  },
  "required": [
    "count",
    "exceptions"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema",
  "additionalProperties": false
}
⚪assemble_workpaper(engagementId, controlId, testResultId, title)

Assemble a Markdown control-testing workpaper from the control, its risks, population, sample, test results and exceptions.

Eingabe-Schema

{
  "type": "object",
  "properties": {
    "engagementId": {
      "type": "string",
      "pattern": "^[A-Za-z0-9][A-Za-z0-9_-]{0,63}$"
    },
    "controlId": {
      "type": "string",
      "pattern": "^[A-Za-z0-9][A-Za-z0-9_-]{0,63}$"
    },
    "testResultId": {
      "description": "Restrict to a single test result.",
      "type": "string",
      "pattern": "^[A-Za-z0-9][A-Za-z0-9_-]{0,63}$"
    },
    "title": {
      "type": "string",
      "minLength": 1
    }
  },
  "required": [
    "engagementId",
    "controlId"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema"
}

Ausgabe-Schema

{
  "type": "object",
  "properties": {
    "workpaper": {}
  },
  "required": [
    "workpaper"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema",
  "additionalProperties": false
}
🟢list_workpapers(engagementId)

List the workpapers assembled for an engagement.

Eingabe-Schema

{
  "type": "object",
  "properties": {
    "engagementId": {
      "type": "string",
      "pattern": "^[A-Za-z0-9][A-Za-z0-9_-]{0,63}$"
    }
  },
  "required": [
    "engagementId"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema"
}

Ausgabe-Schema

{
  "type": "object",
  "properties": {
    "count": {
      "type": "number"
    },
    "workpapers": {
      "type": "array",
      "items": {}
    }
  },
  "required": [
    "count",
    "workpapers"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema",
  "additionalProperties": false
}
🟢get_workpaper(engagementId, workpaperId)

Return a workpaper including its rendered Markdown.

Eingabe-Schema

{
  "type": "object",
  "properties": {
    "engagementId": {
      "type": "string",
      "pattern": "^[A-Za-z0-9][A-Za-z0-9_-]{0,63}$"
    },
    "workpaperId": {
      "type": "string",
      "pattern": "^[A-Za-z0-9][A-Za-z0-9_-]{0,63}$"
    }
  },
  "required": [
    "engagementId",
    "workpaperId"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema"
}

Ausgabe-Schema

{
  "type": "object",
  "properties": {
    "found": {
      "type": "boolean"
    },
    "workpaper": {
      "anyOf": [
        {},
        {
          "type": "null"
        }
      ]
    }
  },
  "required": [
    "found",
    "workpaper"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema",
  "additionalProperties": false
}
🟡add_review_note(engagementId, workpaperId, text, author)

Add a reviewer note to a workpaper.

Eingabe-Schema

{
  "type": "object",
  "properties": {
    "engagementId": {
      "type": "string",
      "pattern": "^[A-Za-z0-9][A-Za-z0-9_-]{0,63}$"
    },
    "workpaperId": {
      "type": "string",
      "pattern": "^[A-Za-z0-9][A-Za-z0-9_-]{0,63}$"
    },
    "text": {
      "type": "string",
      "minLength": 1
    },
    "author": {
      "type": "string",
      "minLength": 1
    }
  },
  "required": [
    "engagementId",
    "workpaperId",
    "text"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema"
}

Ausgabe-Schema

{
  "type": "object",
  "properties": {
    "workpaper": {},
    "note": {}
  },
  "required": [
    "workpaper",
    "note"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema",
  "additionalProperties": false
}
⚪resolve_review_note(engagementId, workpaperId, noteId, resolvedBy)

Mark a review note resolved on a workpaper.

Eingabe-Schema

{
  "type": "object",
  "properties": {
    "engagementId": {
      "type": "string",
      "pattern": "^[A-Za-z0-9][A-Za-z0-9_-]{0,63}$"
    },
    "workpaperId": {
      "type": "string",
      "pattern": "^[A-Za-z0-9][A-Za-z0-9_-]{0,63}$"
    },
    "noteId": {
      "type": "string",
      "minLength": 1
    },
    "resolvedBy": {
      "type": "string",
      "minLength": 1
    }
  },
  "required": [
    "engagementId",
    "workpaperId",
    "noteId"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema"
}

Ausgabe-Schema

{
  "type": "object",
  "properties": {
    "workpaper": {},
    "note": {}
  },
  "required": [
    "workpaper",
    "note"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema",
  "additionalProperties": false
}
⚪sign_off(engagementId, workpaperId, role, actor, comment)

Record a preparer or reviewer sign-off. Warns (does not block) if the same person prepared and reviewed.

Eingabe-Schema

{
  "type": "object",
  "properties": {
    "engagementId": {
      "type": "string",
      "pattern": "^[A-Za-z0-9][A-Za-z0-9_-]{0,63}$"
    },
    "workpaperId": {
      "type": "string",
      "pattern": "^[A-Za-z0-9][A-Za-z0-9_-]{0,63}$"
    },
    "role": {
      "type": "string",
      "enum": [
        "preparer",
        "reviewer"
      ]
    },
    "actor": {
      "type": "string",
      "minLength": 1
    },
    "comment": {
      "type": "string"
    }
  },
  "required": [
    "engagementId",
    "workpaperId",
    "role"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema"
}

Ausgabe-Schema

{
  "type": "object",
  "properties": {
    "workpaper": {},
    "warning": {
      "type": "string"
    }
  },
  "required": [
    "workpaper"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema",
  "additionalProperties": false
}
🟢get_activity_log(engagementId)

Return the append-only activity log for an engagement, plus a Markdown rendering.

Eingabe-Schema

{
  "type": "object",
  "properties": {
    "engagementId": {
      "type": "string",
      "pattern": "^[A-Za-z0-9][A-Za-z0-9_-]{0,63}$"
    }
  },
  "required": [
    "engagementId"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema"
}

Ausgabe-Schema

{
  "type": "object",
  "properties": {
    "count": {
      "type": "number"
    },
    "markdown": {
      "type": "string"
    },
    "events": {
      "type": "array",
      "items": {}
    }
  },
  "required": [
    "count",
    "markdown",
    "events"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema",
  "additionalProperties": false
}
⚪classify_deficiency(engagementId, title, description, likelihood, magnitude, ...)

Classify a control deficiency as deficiency / significant deficiency / material weakness from likelihood × magnitude (escalates for a pervasive control).

Eingabe-Schema

{
  "type": "object",
  "properties": {
    "engagementId": {
      "type": "string",
      "pattern": "^[A-Za-z0-9][A-Za-z0-9_-]{0,63}$"
    },
    "title": {
      "type": "string",
      "minLength": 1
    },
    "description": {
      "type": "string",
      "minLength": 1
    },
    "likelihood": {
      "type": "string",
      "enum": [
        "remote",
        "more-than-remote",
        "reasonably-possible"
      ]
    },
    "magnitude": {
      "type": "string",
      "enum": [
        "inconsequential",
        "more-than-inconsequential",
        "material"
      ]
    },
    "pervasive": {
      "default": false,
      "type": "boolean"
    },
    "controlId": {
      "type": "string",
      "pattern": "^[A-Za-z0-9][A-Za-z0-9_-]{0,63}$"
    },
    "testResultId": {
      "type": "string",
      "pattern": "^[A-Za-z0-9][A-Za-z0-9_-]{0,63}$"
    },
    "exceptionIds": {
      "default": [],
      "type": "array",
      "items": {
        "type": "string",
        "pattern": "^[A-Za-z0-9][A-Za-z0-9_-]{0,63}$"
      }
    },
    "compensatingControl": {
      "type": "string"
    },
    "remediation": {
      "type": "object",
      "properties": {
        "rootCause": {
          "type": "string"
        },
        "actions": {
          "type": "string"
        },
        "owner": {
          "type": "string"
        },
        "dueDate": {
          "type": "string"
        },
        "retestPlan": {
          "type": "string"
        }
      }
    }
  },
  "required": [
    "engagementId",
    "title",
    "description",
    "likelihood",
    "magnitude"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema"
}

Ausgabe-Schema

{
  "type": "object",
  "properties": {
    "deficiency": {}
  },
  "required": [
    "deficiency"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema",
  "additionalProperties": false
}
🟢list_deficiencies(engagementId)

List the deficiencies recorded for an engagement.

Eingabe-Schema

{
  "type": "object",
  "properties": {
    "engagementId": {
      "type": "string",
      "pattern": "^[A-Za-z0-9][A-Za-z0-9_-]{0,63}$"
    }
  },
  "required": [
    "engagementId"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema"
}

Ausgabe-Schema

{
  "type": "object",
  "properties": {
    "count": {
      "type": "number"
    },
    "deficiencies": {
      "type": "array",
      "items": {}
    }
  },
  "required": [
    "count",
    "deficiencies"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema",
  "additionalProperties": false
}
⚪aggregate_deficiencies(engagementId, deficiencyIds)

Group related deficiencies by control, flag combinations that may aggregate, and report the overall severity.

Eingabe-Schema

{
  "type": "object",
  "properties": {
    "engagementId": {
      "type": "string",
      "pattern": "^[A-Za-z0-9][A-Za-z0-9_-]{0,63}$"
    },
    "deficiencyIds": {
      "type": "array",
      "items": {
        "type": "string",
        "pattern": "^[A-Za-z0-9][A-Za-z0-9_-]{0,63}$"
      }
    }
  },
  "required": [
    "engagementId"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema"
}

Ausgabe-Schema

{
  "type": "object",
  "properties": {
    "aggregation": {}
  },
  "required": [
    "aggregation"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema",
  "additionalProperties": false
}
⚪assess_principle(engagementId, number)

Report data-driven coverage indicators for one COSO principle (controls, risks and deficiencies mapped to it).

Eingabe-Schema

{
  "type": "object",
  "properties": {
    "engagementId": {
      "type": "string",
      "pattern": "^[A-Za-z0-9][A-Za-z0-9_-]{0,63}$"
    },
    "number": {
      "type": "integer",
      "minimum": 1,
      "maximum": 17
    }
  },
  "required": [
    "engagementId",
    "number"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema"
}

Ausgabe-Schema

{
  "type": "object",
  "properties": {
    "found": {
      "type": "boolean"
    },
    "assessment": {
      "anyOf": [
        {},
        {
          "type": "null"
        }
      ]
    }
  },
  "required": [
    "found",
    "assessment"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema",
  "additionalProperties": false
}
⚪assess_component(engagementId, id)

Report coverage indicators for one COSO component, aggregating its principles.

Eingabe-Schema

{
  "type": "object",
  "properties": {
    "engagementId": {
      "type": "string",
      "pattern": "^[A-Za-z0-9][A-Za-z0-9_-]{0,63}$"
    },
    "id": {
      "type": "string",
      "enum": [
        "control-environment",
        "risk-assessment",
        "control-activities",
        "information-communication",
        "monitoring-activities"
      ]
    }
  },
  "required": [
    "engagementId",
    "id"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema"
}

Ausgabe-Schema

{
  "type": "object",
  "properties": {
    "found": {
      "type": "boolean"
    },
    "assessment": {
      "anyOf": [
        {},
        {
          "type": "null"
        }
      ]
    }
  },
  "required": [
    "found",
    "assessment"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema",
  "additionalProperties": false
}
🟢framework_integration_check(engagementId)

Check that all five COSO components have some recorded coverage and that principles are addressed.

Eingabe-Schema

{
  "type": "object",
  "properties": {
    "engagementId": {
      "type": "string",
      "pattern": "^[A-Za-z0-9][A-Za-z0-9_-]{0,63}$"
    }
  },
  "required": [
    "engagementId"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema"
}

Ausgabe-Schema

{
  "type": "object",
  "properties": {
    "integration": {},
    "components": {
      "type": "array",
      "items": {}
    }
  },
  "required": [
    "integration",
    "components"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema",
  "additionalProperties": false
}
⚪generate_report(engagementId)

Generate a Markdown internal-control review report: scope, risks, controls, testing, workpapers, deficiencies and COSO coverage.

Eingabe-Schema

{
  "type": "object",
  "properties": {
    "engagementId": {
      "type": "string",
      "pattern": "^[A-Za-z0-9][A-Za-z0-9_-]{0,63}$"
    }
  },
  "required": [
    "engagementId"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema"
}

Ausgabe-Schema

{
  "type": "object",
  "properties": {
    "markdown": {
      "type": "string"
    },
    "counts": {}
  },
  "required": [
    "markdown",
    "counts"
  ],
  "$schema": "https://json-schema.org/draft/2020-12/schema",
  "additionalProperties": false
}

Community

Diesen Server bewerten

Nachweis

Aktuelle Beobachtungen

verifiziertVersion nicht aufgezeichnet39 Tools