equitycapital-markets

List SEC share-offering filings (S-1, F-1, amendments, DRS, EFFECT, 424B4, 424B1, RW, S-3, S-3ASR, F-3, 424B5), newest first, with links to sec.gov. Source: U.S. SEC EDGAR filings since 4 November 2002, updated daily at 06:30 UTC. Labels and statuses are equitycapital.markets' own reading of the filing sequence, not SEC classifications. No prices or deal sizes. Not investment advice. CC BY 4.0.

{
  "type": "object",
  "properties": {
    "form": {
      "type": "string",
      "enum": [
        "S-1",
        "F-1",
        "S-1/A",
        "F-1/A",
        "DRS",
        "EFFECT",
        "424B4",
        "424B1",
        "RW",
        "S-3",
        "S-3ASR",
        "F-3",
        "424B5"
      ]
    },
    "event": {
      "type": "string",
      "enum": [
        "Registration filed",
        "Amendment",
        "Draft made public",
        "Declared effective",
        "Final prospectus",
        "Withdrawn",
        "Shelf registered",
        "Shelf takedown"
      ],
      "description": "Event the form records"
    },
    "label": {
      "type": "string",
      "enum": [
        "IPO",
        "First-time registration",
        "SPAC",
        "Registered company",
        "Shelf"
      ],
      "description": "Label of the offering the filing belongs to"
    },
    "from": {
      "type": "string",
      "description": "YYYY-MM-DD, filed on or after"
    },
    "to": {
      "type": "string",
      "description": "YYYY-MM-DD, filed on or before"
    },
    "company": {
      "type": "string",
      "description": "Company name contains"
    },
    "cik": {
      "type": "integer",
      "description": "SEC company number"
    },
    "limit": {
      "type": "integer",
      "default": 25,
      "maximum": 100
    }
  }
}

Find a company by CIK, ticker or part of its name. One match returns its card (industry, state, tickers, first annual report), its offerings with labels and statuses, and its latest 50 filings; several matches return the list.

{
  "type": "object",
  "properties": {
    "query": {
      "type": "string",
      "description": "e.g. 'AAPL', '320193', 'Lycia Therapeutics'"
    }
  },
  "required": [
    "query"
  ]
}

Offerings — chains of filings under one SEC registration number — latest activity first. Labels: IPO (first registration with no earlier annual/quarterly report, reached a final prospectus), First-time registration (same, no final prospectus), SPAC, Registered company, Shelf. Statuses: Filed, Amended, Effective, Final prospectus, Withdrawn, Dormant (nothing for 270 days).

{
  "type": "object",
  "properties": {
    "label": {
      "type": "string",
      "enum": [
        "IPO",
        "First-time registration",
        "SPAC",
        "Registered company",
        "Shelf"
      ]
    },
    "status": {
      "type": "string",
      "enum": [
        "Filed",
        "Amended",
        "Effective",
        "Final prospectus",
        "Withdrawn",
        "Dormant"
      ]
    },
    "from": {
      "type": "string",
      "description": "Last event on or after, YYYY-MM-DD"
    },
    "to": {
      "type": "string",
      "description": "Last event on or before"
    },
    "limit": {
      "type": "integer",
      "default": 25,
      "maximum": 100
    }
  }
}

Counts per year or month since November 2002: ipos_priced (IPOs priced: distinct final prospectuses (424B4/424B1) of offerings labelled IPO); first_time_registrations (Offerings labelled IPO or First-time registration, by date of their first filing); spac_registrations (Offerings labelled SPAC, by date of their first filing); withdrawals (Distinct withdrawal requests (RW)); shelf_registrations (Distinct shelf registrations (S-3, S-3ASR, F-3)); shelf_takedowns (Distinct shelf takedowns (424B5); include debt and other securities). 2003 reads low for registration-based series (offerings registered before 4 Nov 2002 are outside the ledger); the current period is to date.

{
  "type": "object",
  "properties": {
    "period": {
      "type": "string",
      "enum": [
        "year",
        "month"
      ],
      "default": "year"
    },
    "form": {
      "type": "string",
      "enum": [
        "S-1",
        "F-1",
        "S-1/A",
        "F-1/A",
        "DRS",
        "EFFECT",
        "424B4",
        "424B1",
        "RW",
        "S-3",
        "S-3ASR",
        "F-3",
        "424B5"
      ],
      "description": "Instead of the six series: distinct filings of this form per period"
    }
  }
}

What an SEC form in the ledger means and which event the ledger records for it.

{
  "type": "object",
  "properties": {
    "form": {
      "type": "string",
      "enum": [
        "S-1",
        "F-1",
        "S-1/A",
        "F-1/A",
        "DRS",
        "EFFECT",
        "424B4",
        "424B1",
        "RW",
        "S-3",
        "S-3ASR",
        "F-3",
        "424B5"
      ]
    }
  },
  "required": [
    "form"
  ]
}