vigo-mcp

Query Hong Kong SFC regulatory knowledge. Covers licensing (Type 1-13), compliance, exams, CPD/CPT, AML/CFT, virtual assets (VATP/ASPIRe), and more. Supports English and Chinese.

{
  "type": "object",
  "properties": {
    "question": {
      "type": "string",
      "description": "Your regulatory question in English or Chinese"
    },
    "language": {
      "type": "string",
      "enum": [
        "en",
        "zh",
        "auto"
      ],
      "description": "Response language",
      "default": "auto"
    },
    "license_type": {
      "type": "string",
      "description": "Optional: SFC license type filter, e.g. 'Type 1', 'Type 9'"
    }
  },
  "required": [
    "question"
  ]
}

Search SFC enforcement actions including fines, suspensions, bans, and prosecutions. Search by company, person, or violation type.

{
  "type": "object",
  "properties": {
    "query": {
      "type": "string",
      "description": "Search term: company name, person, or violation type"
    },
    "year": {
      "type": "number",
      "description": "Optional year filter (e.g. 2025)"
    }
  },
  "required": [
    "query"
  ]
}

Get latest SFC regulatory updates: circulars, enforcement news, VATP developments, consultation papers.

{
  "type": "object",
  "properties": {
    "category": {
      "type": "string",
      "enum": [
        "circular",
        "enforcement",
        "vatp",
        "consultation",
        "all"
      ],
      "default": "all"
    },
    "count": {
      "type": "number",
      "description": "Number of results, 1-10",
      "default": 5
    }
  }
}

Comprehensive guide for a specific SFC license type: exam papers, capital requirements, fit-and-proper criteria, CPD hours.

{
  "type": "object",
  "properties": {
    "license_type": {
      "type": "string",
      "description": "License type: 'Type 1' through 'Type 13'"
    },
    "aspect": {
      "type": "string",
      "enum": [
        "overview",
        "exam",
        "capital",
        "fit_and_proper"
      ],
      "default": "overview"
    }
  },
  "required": [
    "license_type"
  ]
}

Perform a compliance health check for a licensed corporation. Input company profile, get a compliance risk assessment covering FRR capital, RO configuration, MIC roles, annual obligations, and regulatory focus areas.

{
  "type": "object",
  "properties": {
    "license_types": {
      "type": "array",
      "items": {
        "type": "string"
      },
      "description": "License types held, e.g. ['Type 1', 'Type 9']"
    },
    "aum": {
      "type": "string",
      "description": "Assets under management, e.g. '500M HKD'"
    },
    "num_ros": {
      "type": "number",
      "description": "Number of Responsible Officers"
    },
    "num_staff": {
      "type": "number",
      "description": "Total number of staff"
    },
    "has_vatp": {
      "type": "boolean",
      "description": "Whether the firm deals with virtual assets",
      "default": false
    },
    "business_areas": {
      "type": "array",
      "items": {
        "type": "string"
      },
      "description": "Business areas, e.g. ['securities dealing', 'asset management']"
    }
  },
  "required": [
    "license_types"
  ]
}

Assess compliance risk of a planned business activity. Returns Red/Yellow/Green risk rating with regulatory basis and recommended actions.

{
  "type": "object",
  "properties": {
    "description": {
      "type": "string",
      "description": "Description of the planned business activity"
    },
    "license_types": {
      "type": "array",
      "items": {
        "type": "string"
      },
      "description": "Relevant license types"
    },
    "urgency": {
      "type": "string",
      "enum": [
        "immediate",
        "planned",
        "exploratory"
      ],
      "description": "How urgent is this activity",
      "default": "planned"
    }
  },
  "required": [
    "description"
  ]
}

Execute a complex multi-step regulatory task autonomously. VIGO will plan the execution strategy, gather information from multiple sources (regulations, enforcement, knowledge graph), and synthesize a comprehensive report. Use for due diligence, compliance planning, license acquisition roadmaps, or any task requiring multiple analysis steps.

{
  "type": "object",
  "properties": {
    "task": {
      "type": "string",
      "description": "High-level task description, e.g. 'Perform due diligence on applying for Type 9 license with virtual asset management'"
    },
    "context": {
      "type": "string",
      "description": "Optional background context about the company or situation"
    },
    "output_format": {
      "type": "string",
      "enum": [
        "report",
        "action_plan",
        "risk_matrix",
        "timeline"
      ],
      "description": "Desired output format",
      "default": "report"
    }
  },
  "required": [
    "task"
  ]
}

Search the SFC compliance checklist by topic, licence type, or MIC function (CF1-CF8). Returns compliance items with legal references, SOP guidance, case law, and grey area analysis. Use for questions about regulatory obligations, MIC responsibilities, procedural guidance, or compliance requirements.

{
  "type": "object",
  "properties": {
    "query": {
      "type": "string",
      "description": "Search query in Chinese or English (e.g., 'FRR月報提交', 'MIC CF7 duties', 'complaint handling')"
    },
    "licence_type": {
      "type": "string",
      "description": "Optional: filter by licence type (e.g., 'Type 1', 'Type 9')"
    },
    "category": {
      "type": "string",
      "enum": [
        "capital",
        "reporting",
        "aml",
        "conduct",
        "va",
        "governance",
        "mic",
        "sop",
        "legal",
        "enforcement",
        "grey_area",
        "insurance",
        "record_keeping",
        "client_asset",
        "notification",
        "exam_cpt"
      ],
      "description": "Optional: filter by compliance category"
    }
  },
  "required": [
    "query"
  ]
}

Get step-by-step Standard Operating Procedure (SOP) guidance for common compliance processes. Available SOPs: KYC onboarding, FRR monthly return, complaint handling, STR filing. Returns detailed steps with responsible person, legal basis, and estimated time.

{
  "type": "object",
  "properties": {
    "process": {
      "type": "string",
      "enum": [
        "kyc_onboarding",
        "frr_monthly",
        "complaint_handling",
        "str_filing"
      ],
      "description": "Which SOP process to retrieve"
    },
    "licence_type": {
      "type": "string",
      "description": "Optional: licence type for context"
    }
  },
  "required": [
    "process"
  ]
}

Calculate compliance health score for a company. Requires company_id from the Portal system. Returns total items, completed, overdue, and score percentage.

{
  "type": "object",
  "properties": {
    "company_id": {
      "type": "string",
      "description": "Company UUID from OrphicOne Portal"
    }
  },
  "required": [
    "company_id"
  ]
}